New dates to be announced - subject to demand.
Continuing Professional Development (CPD)
Faculty of Business and Law
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This module is one of a series of modules offered by the Chartered Institute of Insurance (CII) and forms part of the Level 4 CII Diploma in Regulated Financial Planning - http://www.cii.co.uk/qualifications/diploma-in-regulated-financial-planning-qualification/
This R01 module – Financial Services, Regulation and Ethics – gives information about the financial services industry including overviews of financial products, financial regulation and how to advise people about financial matters incorporating industry ethics and professional standards.
People who pass this qualification may be able to offer advice under supervision while they work towards the Diploma. The Diploma is offered by a number of educational institutions in the UK.
At the end of this module, delegates will have explored the:
- Purpose and structure of the UK financial services industry
- How the retail customer is served by the financial services industry
- Regulatory framework, powers and responsibilities to protect the consumer
- Legal concepts and considerations relevant to financial advice
- Code of Ethics and its impact on the business behaviours of individuals
How will this course be taught
This is a taught module over 3 days at Coventry University Business School
There are no specific entry requirements for this module
There is an R01 exam on completion of this module